Senior Regulatory Compliance Manager

Posted 29 November 2020
Job type Permanent
DisciplineChief Operating Officer & Governance

Job Description

  • Be part of a growing global fintech firm
  • Exciting opportunity to develop, enhance and integrate Compliance policies and procedures for Sydney and New Zealand
  • Good exposure to a wide spectrum of responsibilities pertaining to regulatory compliance

Our client, a global fintech firm is looking for a Senior Regulatory Compliance Manager for its branch in Sydney.


Key Responsibilities 

  • Be fully involved in developing and updating Compliance policies and procedures, ensuring that regulatory requirements are adhered to
  • Work closely with internal stakeholders including AML operations, Legal and Risk teams of the firm on a regional basis
  • Implement Group-wide compliance assurance programme
  • Coordinate with regional teams for Compliance matters pertaining to Sydney & New Zealand offices
  • Be the point of contact for regulators
  • Facilitate inspections and audits as and when necessary
  • Keep abreast with regulatory developments and ensure that risks are mitigated

Key Requirements

  • More than 10 years of Regulatory Compliance experience within Payments/Financial Services
  • Excellent command of English and Mandarin to communicate with regional offices
  • Ability to navigate in a dynamic environment
  • Business acumen, analytical skills and ability to interpret relevant regulations
  • Attention to detail and stellar communication skills to interact with stakeholders globally


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EA Licence No.: 15S7496