Compliance Manager, Consulting (Financial Services)

Posted 27 August 2021
LocationHong Kong S.A.R
Job type Permanent
DisciplineChief Operating Officer & Governance

Job Description

  • Based in Hong Kong
  • A management role
  • Great for career growth

Our client, a consulting firm, is looking for a Compliance Manager to join the team in Hong Kong.


Key Responsibilities

  • Leading a small team to provide compliance support for the various Financial Institutions that they work with
  • Providing compliance advisory, updating relevant compliance policies to ensure that clients adhere to regulatory guidelines
  • Submitting compliance reports and attending to adhoc queries

Key Requirements

  • About 5-8 years of SFC Compliance experience in financial institutions or a consulting firm
  • Excellent communication skills will be essential as you will be involved in managing external stakeholders.


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