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Job

Regulatory Compliance, Fintech/Digital Platform

Job Title: Regulatory Compliance, Fintech/Digital Platform
Contract Type: Permanent
Location: Singapore
Industry: Chief Operating Officer & Governance
Reference: AC/RCFDP/FTECH/SG
Contact Name: Agnes Chan
Contact Email: achan@space-exec.com
Job Published: January 14, 2022 15:10

Job Description

  • Based in Singapore
  • Exciting and fast growing Fintech
  • Excellent career growth

Our client, a digital wealth and lifestyle platform is looking for a Regulatory Compliance talent to join the team..

 

Key Responsibilities

  • In this role, you will report to the Head of Legal and Compliance.
  • You will advise the firm on MAS regulations for Financial Advisers, and work closely with stakeholders across the organisation to ensure that regulatory risks are addressed appropriately.
  • You will also liaise with regulators, and develop the Compliance program for the firm.
  • There is potential for growth in the role and for coverage to include Hong Kong in time to come.

Key Requirements

  • The ideal candidate should have 4-8 years of relevant regulatory advisory experience with Financial Advisers Act (FAA), and a self-starter with stellar interpersonal and communication skills.

 

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