• Act as a subject matter expert covering end-to-end compliance
• Regional exposure working at a leading investment group
• Competitive salary package and benefits

This role reports to the Head of Department. You will work closely with internal and external stakeholders to manage compliance obligations for the organisation.

Key Responsibilities

• Ensure new client relationships have undergone document review, client identification screening and risk assessment prior to onboarding
• Ensure existing KYC documentation and information are validated correctly on a periodic basis
• Conduct risk assessments, ongoing monitoring, due diligence (including EDD) and client reviews
• Play an active role in the investigation, escalation and reporting of suspicious activities
• Review and update existing policies and procedures to ensure adherence to regulations, guidelines, standards and policies

Key Requirements

• Minimum 4-5 years’ Compliance experience in the investment management sector
• Strong business acumen and excellent stakeholder management skills
• Willingness to take on additional duties and go extra mile

EA Licence No.: 15S7496

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