Compliance Manager, Consulting (Financial Services)

Job Title: Compliance Manager, Consulting (Financial Services)
Contract Type: Permanent
Location: Hong Kong
Reference: AC/CM,C/F/HK
Contact Name: Agnes Chan
Contact Email:
Job Published: August 27, 2021 14:13

Job Description

  • Based in Hong Kong
  • A management role
  • Great for career growth

Our client, a consulting firm, is looking for a Compliance Manager to join the team in Hong Kong.


Key Responsibilities

  • Leading a small team to provide compliance support for the various Financial Institutions that they work with
  • Providing compliance advisory, updating relevant compliance policies to ensure that clients adhere to regulatory guidelines
  • Submitting compliance reports and attending to adhoc queries

Key Requirements

  • About 5-8 years of SFC Compliance experience in financial institutions or a consulting firm
  • Excellent communication skills will be essential as you will be involved in managing external stakeholders.


For more senior job postings, market Intel and commentary please follow us on LinkedIn, Facebook "Space Executive" and Twitter @spaceexecutive.

EA Licence No.: 15S7496