• High visibility and extensive exposure to network of clients and exciting compliance scope
• Part of the pioneer team
• Stakeholder management

APAC’s leading provider of corporate and advisory services. CMS Licensed holder for this business arm. Regional presence and extensive  network of clients.

Key Responsibilities

• Manage regulatory requirements for investments on behalf of a portfolio of clients. 
• Operationally and advisory ready for topics related to AML/CFT, SFA, FAA, FATCA, ABC, CRS, OFAC etc.
• Onboard new clients (KYC/AML screenings) and ensure existing clients abide by compliance regulations
• Perform risk assessments
• Work with internal and external stakeholders like internal auditors, clients, corporate secretarial department etc.
• Continue enhancing and keeping abreadst of relevant regulatory frameworks impacting clients and internal stakeholders

Key Requirements 

• At least 4 years experience handling end to end compliance matters from firms that are capital markets licensed/RFMC/brokerage/financial services/asset managers
• Familiar with the relevant compliance and risk frameworks for financially regulated companies.
• CMFAS Qualifications would be advantageous
• Fluent in English and Mandarin due to demographics of clients involved and communication skills required.

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EA Licence No.: 15S7496