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Job

Compliance Manager (CMS Licensed Asset Management)

Job Title: Compliance Manager (CMS Licensed Asset Management)
Contract Type: Permanent
Location: Singapore
Industry: Chief Operating Officer & Governance
Salary SGD$61,000-SGD$75,000
Reference: CH/CM/AM/SG
Contact Name: Corrine Ho
Contact Email: cho@space-exec.com
Job Published: September 05, 2020 13:24

Job Description

  • High visibility and extensive exposure to network of clients and exciting compliance scope
  • Part of the pioneer team
  • Stakeholder management

APAC’s leading provider of corporate and advisory services. CMS Licensed holder for this business arm. Regional presence and extensive  network of clients.

 

Key Responsibilities

  • Manage regulatory requirements for investments on behalf of a portfolio of clients. 
  • Operationally and advisory ready for topics related to AML/CFT, SFA, FAA, FATCA, ABC, CRS, OFAC etc.
  • Onboard new clients (KYC/AML screenings) and ensure existing clients abide by compliance regulations
  • Perform risk assessments
  • Work with internal and external stakeholders like internal auditors, clients, corporate secretarial department etc.
  • Continue enhancing and keeping abreadst of relevant regulatory frameworks impacting clients and internal stakeholders

Key Requirements 

  • At least 4 years experience handling end to end compliance matters from firms that are capital markets licensed/RFMC/brokerage/financial services/asset managers
  • Familiar with the relevant compliance and risk frameworks for financially regulated companies.
  • CMFAS Qualifications would be advantageous
  • Fluent in English and Mandarin due to demographics of clients involved and communication skills required.

 

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EA Licence No.: 15S7496