An innovative and agile multinational fintech is searching for a Compliance Manager to drive compliance initiatives, ensure regulatory adherence and function as the designated MLRO. We are most keen to engage with candidates who possess a strong sense of initiative and thrive in key strategic appointments.

Interested? Reach out to tlim@space-exec.com with your latest resumé and we will be in touch shortly!

Key Responsibilities:

• Handle day-to-day compliance operations per Hong Kong C&E Department MSO License requirements.
• Coordinate and manage regulatory interactions, including inspections and investigations.
• Analyze and assess regulatory developments with internal stakeholders.
• Prepare and respond to suspicious transaction reports and regulatory requests.
• Review and investigate AML transaction alerts, approving as necessary.
• Update and enhance AML/CFT policies and procedures.
• Support audits and regulatory inspections, ensuring timely follow-up on actions.
• Assist the Head of Compliance with AML and regulatory matters.
• Participate in ad-hoc AML/CFT projects.

Key Requirements:

• Minimally 3-5 years of experience in regulatory compliance and AML/Transaction Monitoring.
• Experience with SMEs is preferred.
• In-depth knowledge of AML regulatory requirements.
• Strong analytical, communication, and interpersonal skills.