Compliance Manager/MLRO (Multinational Fintech)

Posted 24 June 2024
LocationHong Kong
Job type Permanent
DisciplineChief Operating Officer & Governance

Job Description

An innovative and agile multinational fintech is searching for a Compliance Manager to drive compliance initiatives, ensure regulatory adherence and function as the designated MLRO. We are most keen to engage with candidates who possess a strong sense of initiative and thrive in key strategic appointments.


Interested? Reach out to with your latest resumé and we will be in touch shortly!


Key Responsibilities:

  • Handle day-to-day compliance operations per Hong Kong C&E Department MSO License requirements.
  • Coordinate and manage regulatory interactions, including inspections and investigations.
  • Analyze and assess regulatory developments with internal stakeholders.
  • Prepare and respond to suspicious transaction reports and regulatory requests.
  • Review and investigate AML transaction alerts, approving as necessary.
  • Update and enhance AML/CFT policies and procedures.
  • Support audits and regulatory inspections, ensuring timely follow-up on actions.
  • Assist the Head of Compliance with AML and regulatory matters.
  • Participate in ad-hoc AML/CFT projects.


Key Requirements:

  • Minimally 3-5 years of experience in regulatory compliance and AML/Transaction Monitoring.
  • Experience with SMEs is preferred.
  • In-depth knowledge of AML regulatory requirements.
  • Strong analytical, communication, and interpersonal skills.