Compliance Lead, 5-10 yrs (Investment Mgmt)

Posted 05 February 2024
Job type Permanent
DisciplineChief Operating Officer & Governance

Job Description

Our client, a multi-family office, specializes in seeding and supporting the region's most innovative ventures, boasting a track record of backing successful leaders in the dynamic SEA market.


If this piques your interest, please write in to with your latest resumé and we will be in touch shortly!


Key Responsibilities:


  • Lead the development and execution of compliance strategies to ensure adherence to MAS regulations.
  • Oversee AML/CTF programs, including KYC/AML reviews, to mitigate risk and enhance investor confidence.
  • Design and implement policies to proactively address compliance issues and regulatory changes.


Key Requirements:


  • A Bachelor’s degree in finance, law, or a related field, with 5-10 years of experience in a compliance role within an MAS regulated institution.
  • Comprehensive knowledge of MAS regulatory frameworks, especially relating to capital markets/funds management.
  • Keen ability to balance regulatory requirements with business objectives.
  • Excellent organizational, analytical, and communication skills, with a proven track record of working effectively in a dynamic environment.