Compliance Lead, 5-10 yrs (Investment Mgmt)

Posted 05 February 2024
LocationSingapore
Job type Permanent
DisciplineChief Operating Officer & Governance
Reference8911

Job Description

Our client, a multi-family office, specializes in seeding and supporting the region's most innovative ventures, boasting a track record of backing successful leaders in the dynamic SEA market.

 

If this piques your interest, please write in to tlim@space-exec.com with your latest resumé and we will be in touch shortly!

 

Key Responsibilities:

 

  • Lead the development and execution of compliance strategies to ensure adherence to MAS regulations.
  • Oversee AML/CTF programs, including KYC/AML reviews, to mitigate risk and enhance investor confidence.
  • Design and implement policies to proactively address compliance issues and regulatory changes.

 

Key Requirements:

 

  • A Bachelor’s degree in finance, law, or a related field, with 5-10 years of experience in a compliance role within an MAS regulated institution.
  • Comprehensive knowledge of MAS regulatory frameworks, especially relating to capital markets/funds management.
  • Keen ability to balance regulatory requirements with business objectives.
  • Excellent organizational, analytical, and communication skills, with a proven track record of working effectively in a dynamic environment.