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Compliance Lead, 5-10 yrs (Investment Mgmt)
- Posted 05 February 2024
- LocationSingapore
- Job type Permanent
- DisciplineChief Operating Officer & Governance
- Reference8911
Job Description
Our client, a multi-family office, specializes in seeding and supporting the region's most innovative ventures, boasting a track record of backing successful leaders in the dynamic SEA market.
If this piques your interest, please write in to tlim@space-exec.com with your latest resumé and we will be in touch shortly!
Key Responsibilities:
- Lead the development and execution of compliance strategies to ensure adherence to MAS regulations.
- Oversee AML/CTF programs, including KYC/AML reviews, to mitigate risk and enhance investor confidence.
- Design and implement policies to proactively address compliance issues and regulatory changes.
Key Requirements:
- A Bachelor’s degree in finance, law, or a related field, with 5-10 years of experience in a compliance role within an MAS regulated institution.
- Comprehensive knowledge of MAS regulatory frameworks, especially relating to capital markets/funds management.
- Keen ability to balance regulatory requirements with business objectives.
- Excellent organizational, analytical, and communication skills, with a proven track record of working effectively in a dynamic environment.