Vice President/Director, Markets Compliance
- Posted 07 July 2022
- LocationSingapore
- Job type Permanent
- DisciplineChief Operating Officer & Governance
- ReferenceBL/VP-DIRMC/B/SG
Job Description
Top tier Global Bank
Leadership role
Great for career growth
Our client is a top tier Global Bank, We invite high caliber candidates to apply as part of the Global Markets Compliance team for APAC
Key Responsibilities:
Providing day-to-day compliance advisory services to Global Markets business and Front office regarding the Firm's policy and relevant rules and regulations;
Establishing / updating policies and procedures in accordance with latest regulatory requirements and firm policy;
Reviewing new products/business requests from business and advising on any necessary controls / policies & procedures which would need to be put in place;
Participating in and providing support to regional and global compliance projects/initiatives;
Preparing and providing compliance training for business personnel;
Handling regulatory inquiries, examinations and audits
Key Requirements:
Degree in a relevant discipline (Finance, Accounting, Business, Legal);
Min 8 years work experience in global markets compliance, or regulatory functions possessing a broad knowledge of structured products, equity, complex derivatives, fix income, treasury, investment products etc.
Good understanding of the key regulators in SG and APAC, their culture, policies and expectations and an ability to understand the potential impact of overseas regulatory development;
Excellent negotiating and inter-personal skills; should be a solutions driven, confident, highly motivated and organized team player with impeccable integrity; should possess excellent issue spotting, analytical and resolution of conflicts skills;
Should be able to act decisively and independently in situations requiring quick analysis;
Excellent skill in spoken and written English. Chinese would be an added advantage.
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