Vice President/Director, Markets Compliance

Posted 19 June 2022
Job type Permanent
DisciplineChief Operating Officer & Governance

Job Description


  • Top tier Global Bank

  • Leadership role

  • Great for career growth

 Our client is a top tier Global Bank, We invite high caliber candidates to apply as part of the Global Markets Compliance team for APAC


 Key Responsibilities:

  •  Providing day-to-day compliance advisory services to Global Markets business and Front office regarding the Firm's policy and relevant rules and regulations;

  • Establishing / updating policies and procedures in accordance with latest regulatory requirements and firm policy;

  • Reviewing new products/business requests from business and advising on any necessary controls / policies & procedures which would need to be put in place;

  • Participating in and providing support to regional and global compliance projects/initiatives;

  • Preparing and providing compliance training for business personnel;

  • Handling regulatory inquiries, examinations and audits

 Key Requirements:

  • Degree in a relevant discipline (Finance, Accounting, Business, Legal);

  • Min 8 years work experience in global markets compliance, or regulatory functions possessing a broad knowledge of structured products, equity, complex derivatives, fix income, treasury, investment products etc.

  • Good understanding of the key regulators in SG and APAC, their culture, policies and expectations and an ability to understand the potential impact of overseas regulatory development;

  • Excellent negotiating and inter-personal skills; should be a solutions driven, confident, highly motivated and organized team player with impeccable integrity; should possess excellent issue spotting, analytical and resolution of conflicts skills;

  • Should be able to act decisively and independently in situations requiring quick analysis;

  • Excellent skill in spoken and written English. Chinese would be an added advantage.


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EA Licence No.: 15S7496