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Job

Senior Regulatory Compliance Manager (Virtual Bank)

Job Title: Senior Regulatory Compliance Manager (Virtual Bank)
Contract Type: Permanent
Location: Hong Kong
Industry:
Salary: HKD
Reference: AF/HK/SRCM
Contact Name: Aily Foo
Contact Email: afoo@space-exec.com
Job Published: August 17, 2019 16:33

Job Description

  • Virtual bank
  • Regulatory compliance

Our client, one of the virtual banks is looking for a Senior Regulatory Compliance Manager to join their legal and compliance team.

 

Key Responsibilities

  • Assist the Head of Legal and Compliance in managing all regulatory compliance matters within the Virtual Bank
  • Prepare and implement annual compliance plan, build and update regulatory inventory in light of new regulatory changes, assess regulatory development and its impacts on businesses
  • Identify regulatory compliance risks, perform assurance review, escalate all actual and potential regulatory and policy breaches and conduct issues to Senior Management
  • Provide regulatory compliance advice and support to all businesses and functions.
  • Formulate and review policies and procedures including compliance manual to ensure compliance with all relevant laws, regulations and group policies
  • Engage and maintain strong relationship with regulatory authorities and handle all related enquiries (including regulatory inspections and audits)
  • Provide appropriate training and promote compliance culture.

 

Key Requirements

  • Degree holder in Law, Business Administration or equivalent disciplines
  • Minimum 10 years of legal or compliance experience, prior inhouse banking and regulatory engagement experience a plus.
  • Able to work in a fast-paced environment and to prioritise and deliver high quality work.
  • Independent with a strategic mindset, open to tackling new issues and sounding out new ideas.
  • Ability to make, support and defend difficult and complex regulatory compliance decisions.
  • A good team player with excellent communication skills.
  • Excellent verbal and written English and Chinese.

 

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