• Global asset management firm
• Amazing international exposure
• Competitive salary and benefits

This global asset management firm is looking for a talent to support the Head of Compliance on a full range of regulatory compliance matters, including but not limited to communication of regulatory requirements, licensing matters, upcoming regulatory changes etc.

Key Responsibilities

• Keep abreast of regulatory developments, including gathering and providing feedback on public consultation papers to the regulators
• Communicate with regulators and assist in responding to day-to-day requests from external and internal auditors on regulatory and compliance matters
• Maintain local compliance manuals which are in line with group policies as well as international best practices and relevant regulatory requirements
• Handle and liaise with staff and regulator on licensing matters; monitoring compliance of licensing conditions for group and its subsidiaries
• Provide advisory, monitoring and oversight on Personal Account Dealing and Conflicts of Interest, including Outside Business/Employment
• Review marketing materials to ensure compliance with regulatory requirements, including due diligence and RFPs
• Support compliance reporting to senior management and headquarters; work on special projects as and when assigned

Key Requirements

• Bachelor's degree with law, business, banking, or other relevant discipline(s)
• Minimum 4 years’ compliance experience in the asset management sector
• Strong regulatory knowledge and stakeholder management skills will be preferred