Senior Compliance Analyst (Fund Management)

Posted 25 October 2019
SalarySGD 60000 to SGD 80000
Job type Permanent

Job Description

  • Global asset management firm
  • Amazing international exposure
  • Competitive salary and benefits

This global asset management firm is looking for a talent to support the Head of Compliance on a full range of regulatory compliance matters, including but not limited to communication of regulatory requirements, licensing matters, upcoming regulatory changes etc.

Key Responsibilities

  • Keep abreast of regulatory developments, including gathering and providing feedback on public consultation papers to the regulators
  • Communicate with regulators and assist in responding to day-to-day requests from external and internal auditors on regulatory and compliance matters
  • Maintain local compliance manuals which are in line with group policies as well as international best practices and relevant regulatory requirements
  • Handle and liaise with staff and regulator on licensing matters; monitoring compliance of licensing conditions for group and its subsidiaries
  • Provide advisory, monitoring and oversight on Personal Account Dealing and Conflicts of Interest, including Outside Business/Employment
  • Review marketing materials to ensure compliance with regulatory requirements, including due diligence and RFPs
  • Support compliance reporting to senior management and headquarters; work on special projects as and when assigned

Key Requirements

  • Bachelor's degree with law, business, banking, or other relevant discipline(s)
  • Minimum 4 years’ compliance experience in the asset management sector
  • Strong regulatory knowledge and stakeholder management skills will be preferred


All interested candidates, please apply now, and we will get in touch for a confidential discussion.

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