Regulatory Compliance, Senior (Corporate Banking)

Job Title: Regulatory Compliance, Senior (Corporate Banking)
Contract Type: Permanent
Location: Singapore
Reference: CH/RECOMSEN/80
Contact Name: Corrine Ho
Contact Email:
Job Published: June 12, 2019 08:10

Job Description

  • In-depth exposure to key banking regulatory requirements
  • Supportive leadership
  • Culture of internal mobility / succession planning

Regionally headquartered corporate bank in Singapore, our client is a steady growing organization with strong commitment to enhance its business processes and compliance robustness. The compliance team is well structured with thoughtful planning such that regulatory risk is minimized.

Key Responsibilities

  • Day to day engagement in regulatory compliance matters including policy planning, execution, and maintenance protocols
  • Keep up to date of regulatory changes and best compliance practices, and advise stakeholders accordingly
  • Escalate breach or risk to compliance protocols to the relevant stakeholders in a timely and tactful way
  • Plan and implement the roll out of new compliance policies
  • Conduct or participate in compliance training/conferences to enhance the Bank’s compliance and monitoring practices
  • Interface with external auditors

Key Requirements 

  • At least 4 years experience in compliance, ideally within a corporate bank or with similar clienteles
  • Strong working knowledge in key banking regulations such as SFA, FAA, Banking Act etc.
  • Ability to juggle multiple compliance projects and take it from inception to completion
  • Excellent stakeholder management and a strong team player

EA Licence No.: 15S7496

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