Head of Compliance (Fund Management)

Job Title: Head of Compliance (Fund Management)
Contract Type: Permanent
Location: Singapore
Salary: SGD 300,000
Reference: JL/HECOMFU/300
Contact Name: Jaecent Lei
Contact Email:
Job Published: August 20, 2019 19:05

Job Description

  • Exciting international opportunity handling E2E compliance
  • Working closely with senior management across the region
  • Competitive salary package and benefits in a large organisation

This functional role reports to the CCO. You will act as the go-to-person to take on broader responsibilities within the regional compliance team.

Key Responsibilities

  • Maintain compliance programme(s) and conduct compliance testing to supplement the global monitoring programme
  • Support senior management, including the heads of the offices, to fulfil their regulatory supervision duties
  • Advise and train the business and investment colleagues on compliance matters and firm policies
  • Manage the annual routine compliance audits by external auditors and any regulatory inspections
  • Act as the local MLRO and CCO for the SEC registration in Singapore

Key Requirements

  • Bachelor's degree with law, business, banking, or other relevant discipline(s)
  • More than 10 years’ compliance experience in the fund management industry
  • Strong regulatory knowledge and experienced working with regulators will be preferred

EA Licence No.: 15S7496

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