- A brokerage firm
- Attractive remuneration
- Great for career growth
Our client, a brokerage firm, is looking for a Head of Compliance to join them.
- Oversee all regulatory matters pertaining to licensing, reporting and conduct requirements
- Remit will include oversight of FCC and Control Room matters, with a lean team to lead
- Main point of contact and liaison between the relevant regulatory authorities and auditors
- More than 12-15 years of Regulatory Compliance & AML experience
- Familiar with SFA/FAA/SGX rules and regulations
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EA Licence No.: 15S7496