Connecting...

W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9zcgfjzs1legvjdxrpdmuvanbnl2jhbm5lci1kzwzhdwx0lmpwzyjdxq

Job

Head of Compliance, Brokerage Firm

Job Title: Head of Compliance, Brokerage Firm
Contract Type: Permanent
Location: Singapore
Industry: Chief Operating Officer & Governance
Reference: AC/HCBF/FS/SG
Contact Name: Agnes Chan
Contact Email: achan@space-exec.com
Job Published: July 09, 2021 14:07

Job Description

  • A brokerage firm
  • Attractive remuneration
  • Great for career growth

Our client, a brokerage firm, is looking for a Head of Compliance to join them.

 

Key Responsibilities

  • Oversee all regulatory matters pertaining to licensing, reporting and conduct requirements
  • Remit will include oversight of FCC and Control Room matters, with a lean team to lead
  • Main point of contact and liaison between the relevant regulatory authorities and auditors

Key Requirements

  • More than 12-15 years of Regulatory Compliance & AML experience
  • Familiar with SFA/FAA/SGX rules and regulations

 

For more senior job postings, market Intel and commentary please follow us on LinkedIn, Facebook "Space Executive" and Twitter @spaceexecutive.

EA Licence No.: 15S7496