Head of Compliance, Brokerage Firm

Job Title: Head of Compliance, Brokerage Firm
Contract Type: Permanent
Location: Singapore
Reference: AC/HCBF/FS/SG
Contact Name: Agnes Chan
Contact Email:
Job Published: July 09, 2021 14:07

Job Description

  • A brokerage firm
  • Attractive remuneration
  • Great for career growth

Our client, a brokerage firm, is looking for a Head of Compliance to join them.


Key Responsibilities

  • Oversee all regulatory matters pertaining to licensing, reporting and conduct requirements
  • Remit will include oversight of FCC and Control Room matters, with a lean team to lead
  • Main point of contact and liaison between the relevant regulatory authorities and auditors

Key Requirements

  • More than 12-15 years of Regulatory Compliance & AML experience
  • Familiar with SFA/FAA/SGX rules and regulations


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