General Compliance Manager

Job Title: General Compliance Manager
Contract Type: Permanent
Location: Tokyo
Reference: AC/GCM/FT/JAP
Contact Name: Agnes Chan
Contact Email:
Job Published: November 29, 2020 11:04

Job Description

  • Be part of a growing global fintech firm
  • Exciting opportunity to develop Compliance policies and procedures for the Branch
  • Good exposure to end-to-end Compliance responsibilities

Our client, a global fintech firm is looking for a Senior Regulatory Compliance Manager for its branch in Tokyo


Key Responsibilities

  • Be fully involved in developing and updating AML/Sanctions and Compliance policies and procedures, ensuring that regulatory requirements are adhered to
  • Work closely with internal stakeholders including Legal, Risk, Business and Operations teams of the firm on a regional basis
  • Coordinate with regional teams for Compliance matters pertaining to Tokyo branch
  • Be the point of contact for regulators
  • Facilitate inspections and audits as and when necessary
  • Conduct Compliance training
  • Keep abreast with regulatory developments and ensure that risks are mitigated

Key Requirements

  • More than 10 years of Regulatory Compliance experience within Payments/Financial Services
  • Excellent command of English and Japanese to communicate with regional offices and regulators respectively
  • Ability to navigate in a dynamic environment
  • Business acumen, analytical skills and ability to interpret relevant regulations
  • Attention to detail and stellar communication skills to interact with stakeholders regionally


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