Compliance Associate (Fund Management)

Job Title: Compliance Associate (Fund Management)
Contract Type: Permanent
Location: Singapore
Salary: SGD 100,000
Reference: JL/CASSOFUND/100
Contact Name: Jaecent Lei
Contact Email:
Job Published: July 11, 2019 14:52

Job Description

  • One of the fastest-growing firm in the region
  • Flexi-work environment and competitive benefits
  • Regional exposure across South East Asia

This functional role reports to the Head of Compliance. This fast-growing organisation is looking for a talented compliance professional to support the business on all compliance matters and ensure the business is operating within the requirements of local policies and procedures as the firm expands.

Key Responsibilities

  • Keep abreast of latest regulatory guidelines/circulars and facilitate changes as required
  • Assist on all compliance and operational aspects of the business on the implementation of adequate corporate governance structures and risk mitigation controls
  • Conduct gap analysis to align company’s policies and regulatory requirements/updates and implement processes / tools
  • Perform name screening and participate in review of CDD/KYC documents during onboarding and periodic risk reviews
  • Perform regulatory reporting, deal with any ad-hoc queries from regulators, and coordinate/oversee such reports prepared by other departments

Key Requirements

  • Bachelor's degree with law, business, banking, or other relevant discipline(s)
  • Minimum 5 years’ regulatory compliance experience in the fund management sector
  • Strong regulatory knowledge and experienced working with regulators will be preferred

EA Licence No.: 15S7496

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