Associate Director, AML Compliance (Industry)

Job Title: Associate Director, AML Compliance (Industry)
Contract Type: Permanent
Location: Hong Kong
Salary: HKD
Reference: AF/ADAML/840
Contact Name: Aily Foo
Contact Email:
Job Published: June 20, 2019 04:01

Job Description

  • Corporate investment bank
  • AML Compliance
  • Periodic review

Our client, an international full-service banking group is looking for an Associate Director, AML Compliance to join their wealth management team in Hong Kong.

Key Responsibilities

  • Support the Team Leader in the day-to-day handling of matters falling under AML monitoring and review
  • Perform periodic client account review on existing clients
  • Perform transaction monitoring on client accounts
  • Perform clearance on PEP and adverse news screening
  • Assist in preparing AML committee agenda
  • Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank’s activities are in compliance with the latest regulatory requirements
  • Participate in the Bank’s ad-hoc compliance projects and provide compliance support
  • Handle staff enquiries on internal policies and procedures
  • Handle staff enquires on internal rules and compliance issues

Key Requirements

  • Degree holder with at least 8 years’ experience in compliance area ideally from banking industry
  • Excellent communication and interpersonal skills
  • Strong working knowledge on compliance advisory and AML
  • Experience in handling the regulators’ enquires is a MUST
  • Excellent written and spoken in English, able to communicate in Asian languages (Cantonese and Mandarin) will be a PLUS

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