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Associate Director, AML Compliance (Industry)
- Posted 20 June 2019
- SalaryHKD
- LocationHong Kong
- Job type Permanent
- ReferenceAF/ADAML/840
Job Description
- Corporate investment bank
- AML Compliance
- Periodic review
Our client, an international full-service banking group is looking for an Associate Director, AML Compliance to join their wealth management team in Hong Kong.
Key Responsibilities
- Support the Team Leader in the day-to-day handling of matters falling under AML monitoring and review
- Perform periodic client account review on existing clients
- Perform transaction monitoring on client accounts
- Perform clearance on PEP and adverse news screening
- Assist in preparing AML committee agenda
- Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank’s activities are in compliance with the latest regulatory requirements
- Participate in the Bank’s ad-hoc compliance projects and provide compliance support
- Handle staff enquiries on internal policies and procedures
- Handle staff enquires on internal rules and compliance issues
Key Requirements
- Degree holder with at least 8 years’ experience in compliance area ideally from banking industry
- Excellent communication and interpersonal skills
- Strong working knowledge on compliance advisory and AML
- Experience in handling the regulators’ enquires is a MUST
- Excellent written and spoken in English, able to communicate in Asian languages (Cantonese and Mandarin) will be a PLUS
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